Karthik Subrahmanian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karthik Subrahmanian ( ), a licensed former licensee with CE reference BOP776. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-09 | 2023-01-31 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-29 | 2023-01-31 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-19 | 2023-01-31 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-19 | 2023-01-31 |