Tsz Tsung Tam
譚紫驄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Tsung Tam (譚紫驄), a licensed former licensee with CE reference BOO635. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-30 | 2021-04-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-30 | 2021-04-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-08-30 | 2021-04-07 |