Shuk Ching (SFC:BOM052) Wu
胡淑清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Ching (SFC:BOM052) Wu (胡淑清), a licensed former licensee with CE reference BOM052. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-02 | 2025-02-07 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-02 | 2025-02-07 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-02 | 2025-02-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-26 | 2021-06-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-20 | 2021-06-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-20 | 2021-06-10 |