Tsam Yi Sammie Lo
羅沁兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsam Yi Sammie Lo (羅沁兒), a licensed former licensee with CE reference BOL707. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-17 | 2019-11-15 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-17 | 2019-11-15 |