April Tam Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for April Tam Smith ( ), a licensed former licensee with CE reference BOL675. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-25 | 2019-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2019-06-25 | 2019-07-04 |