Huichen Yan
閆慧辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huichen Yan (閆慧辰), a licensed former licensee with CE reference BOK817. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-04 | 2020-02-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-04 | 2020-02-04 |