Zaixiong Shaun Ting
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zaixiong Shaun Ting ( ), a licensed former licensee with CE reference BOK227. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-11 | 2025-03-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-11 | 2025-03-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-06 | 2023-07-26 |