Shan (SFC:BOJ361) Li
李山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan (SFC:BOJ361) Li (李山), a licensed former licensee with CE reference BOJ361. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Direction Capital Limited 方向資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-08 | 2021-02-08 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 9 — Asset management | 2020-05-08 | 2021-02-08 |