Tianyi (SFC:BOH680) Shen
沈天一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyi (SFC:BOH680) Shen (沈天一), a licensed former licensee with CE reference BOH680. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-19 | 2021-04-22 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-23 | 2019-06-02 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-23 | 2019-06-02 |