Xiaoyi Yan
嚴肖依
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyi Yan (嚴肖依), a licensed Representative with CE reference BOH347. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-20 | 2024-02-21 |