Tzu Yuan Chen
陳資元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu Yuan Chen (陳資元), a licensed former licensee with CE reference BOG778. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-08 | 2019-06-06 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-04-08 | 2019-06-06 |