Alice Law
羅仰慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Law (羅仰慧), a licensed former licensee with CE reference BOG528. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-02 | 2021-04-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-02 | 2021-04-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-08 | 2019-04-12 |