Yu (SFC:BOG511) Long
龍雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BOG511) Long (龍雨), a licensed former licensee with CE reference BOG511. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-19 | 2021-10-13 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-19 | 2021-10-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-12 | 2020-09-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-25 | 2020-09-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-12 | 2019-06-13 |