David Brian Katz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Brian Katz, a licensed Representative with CE reference BOD520. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-25 | present |