Ka Yin Ng
吳嘉燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Ng (吳嘉燕), a licensed Representative with CE reference BOD346. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-19 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-09 | 2021-01-22 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2020-02-28 |