Tsz Yin (SFC:BOC697) Chan
陳梓賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yin (SFC:BOC697) Chan (陳梓賢), a licensed former licensee with CE reference BOC697. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-21 | 2022-06-18 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2021-06-21 | 2022-06-18 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-06 | 2021-05-10 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-06 | 2021-05-10 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-06 | 2021-05-10 |