Siyuan Su
蘇思原
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siyuan Su (蘇思原), a licensed former licensee with CE reference BOC370. This person has 1.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-19 | 2024-11-17 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-19 | 2024-11-17 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-09 | 2023-08-13 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-09 | 2023-08-13 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-09 | 2023-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siyuan Su during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.