Shuqi (SFC:BOC312) Zhang
章書琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuqi (SFC:BOC312) Zhang (章書琦), a licensed former licensee with CE reference BOC312. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-27 | 2021-12-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-09-27 | 2021-12-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-27 | 2021-12-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2020-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-19 | 2020-03-16 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-13 | 2019-06-28 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-02-13 | 2019-06-28 |