Ka Yan (SFC:BOC179) Lo
盧嘉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan (SFC:BOC179) Lo (盧嘉恩), a licensed former licensee with CE reference BOC179. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-09 | 2024-06-28 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-18 | 2024-06-28 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-06 | 2022-06-30 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-17 | 2021-07-02 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-13 | 2021-07-02 |
| Euto Capital Partners Limited 裕韜資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-08 | 2020-07-03 |