Ling Ngai Lok
駱凌巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Ngai Lok (駱凌巍), a licensed former licensee with CE reference BOB764. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-12 | 2023-07-12 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 4 - Advising on securities | 2023-01-12 | 2023-07-12 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 9 - Asset management | 2023-01-12 | 2023-07-12 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Ngai Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.