Yan (SFC:BOA764) Wang
王琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BOA764) Wang (王琰), a licensed former licensee with CE reference BOA764. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-11 | 2022-07-31 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-11 | 2022-07-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-12 | 2021-01-04 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-12 | 2021-01-04 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-12 | 2021-01-04 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-12 | 2021-01-04 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-20 | 2020-03-26 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-20 | 2020-03-26 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-05-20 | 2020-03-26 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-25 | 2020-03-26 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-25 | 2020-03-26 |