Shu Xiao
肖澍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Xiao (肖澍), a licensed former licensee with CE reference BNY741. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-28 | 2020-11-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-28 | 2020-11-08 |