Shuk Ying Au
區淑盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Ying Au (區淑盈), a licensed former licensee with CE reference BNY420. This person has 1.2 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-06 | 2020-08-31 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-06 | 2020-08-31 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-06 | 2020-08-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-20 | 2020-02-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-12 | 2020-02-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-12 | 2020-02-10 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-19 | 2019-11-01 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-12-19 | 2019-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Ying Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.