Yiyan Liu
劉一言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyan Liu (劉一言), a licensed former licensee with CE reference BNY064. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-31 | 2025-08-04 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-31 | 2025-08-04 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-02 | 2020-12-23 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-02 | 2020-12-23 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-21 | 2019-07-01 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-12-21 | 2019-07-01 |