Xiaobo Su
蘇晓波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaobo Su (蘇晓波), a licensed former licensee with CE reference BNV856. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-08 | 2024-11-18 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-05 | 2024-11-18 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-05 | 2024-11-18 |