Chun Tung Patrick Lo
盧振東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Tung Patrick Lo (盧振東), CE reference BNU781. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theme Capital Limited 榮暉資本有限公司 |
RO | Type 4 — Advising on securities | 2025-01-08 | 2026-01-05 |
| Theme Capital Limited 榮暉資本有限公司 |
RO | Type 9 — Asset management | 2025-01-08 | 2026-01-05 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 4 — Advising on securities | 2023-06-09 | 2024-01-18 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 9 — Asset management | 2023-06-09 | 2024-01-18 |
| Pacific Crest Partners Limited 和宸資產管理有限公司 |
RO | Type 9 — Asset management | 2022-06-01 | 2023-03-03 |
| INV Partners Limited | RO | Type 9 — Asset management | 2021-08-02 | 2021-09-21 |
| INV Partners Limited | Rep | Type 9 — Asset management | 2019-01-09 | 2021-08-02 |