Fan Xu
徐帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Xu (徐帆), a licensed Representative with CE reference BNS113. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 5.3 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2026-09-28 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-17 | 2026-08-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-11-17 | 2026-08-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-19 | 2023-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-19 | 2023-05-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-31 | 2020-12-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-31 | 2020-12-18 |