Ka Tsun Li
李嘉浚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Tsun Li (李嘉浚), a licensed former licensee with CE reference BNR840. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-12 | 2025-05-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-12 | 2025-05-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-12 | 2025-05-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-24 | 2019-12-03 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-24 | 2019-12-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-24 | 2019-12-03 |