Riki Yamauchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Riki Yamauchi, a licensed former licensee with CE reference BNQ777. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-22 | 2019-01-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-10 | 2018-10-15 |