Tsung En Hsu
徐琮恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung En Hsu (徐琮恩), CE reference BNO998. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-12 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-05-12 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-25 | 2023-05-02 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | 2023-05-02 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-05 | 2023-05-02 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-31 | 2021-09-13 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-31 | 2021-09-13 |