Li Wu
吳麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Wu (吳麗), a licensed former licensee with CE reference BNO677. This person has 6.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-27 | 2024-12-13 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-07-27 | 2024-12-13 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-18 | 2021-07-27 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-18 | 2021-07-27 |