Li (SFC:BNO677) Wu
吳麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BNO677) Wu (吳麗), a licensed former licensee with CE reference BNO677. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-27 | 2024-12-13 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-27 | 2024-12-13 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-18 | 2021-07-27 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-18 | 2021-07-27 |