James David William Rollo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James David William Rollo ( ), a licensed former licensee with CE reference BNO611. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-24 | 2025-06-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-20 | 2018-09-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-20 | 2018-09-21 |