Hui Shang Serene Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Shang Serene Tan, a licensed Representative with CE reference BNO561. Currently licensed at 1 firm(s): Vontobel (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-07 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-07 | present |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2019-09-19 | 2022-01-14 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-03 | 2022-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Shang Serene Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.