Ruo Yu Li

CE No. BNO559 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruo Yu Li (), a licensed former licensee with CE reference BNO559. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 1 — Dealing in securities 2022-09-26 2024-04-17
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 4 — Advising on securities 2022-09-26 2024-04-17
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
Rep Type 4 — Advising on securities 2021-02-25 2022-08-24
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
Rep Type 5 — Advising on futures contracts 2021-02-25 2022-08-24
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
Rep Type 9 — Asset management 2021-02-25 2022-08-24
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 — Advising on securities 2020-03-26 2020-06-26
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2019-07-16 2020-06-26
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2019-07-16 2020-06-26
Qi Yuan Asset Management (H.K.) Limited
啟元資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2018-12-03 2019-07-05
Qi Yuan Asset Management (H.K.) Limited
啟元資產管理(香港)有限公司
Rep Type 9 — Asset management 2018-12-03 2019-07-05

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