Siwen Niu
牛斯文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siwen Niu (牛斯文), a licensed former licensee with CE reference BNN859. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 4 - Advising on securities | 2020-12-09 | 2021-07-09 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 9 - Asset management | 2020-12-09 | 2021-07-09 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Siwen Niu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Po Kwan Yan | Shuang Ji (Hong Kong) Securities Limited | 2020–2021 |
| Chak Man Chung | Shuang Ji (Hong Kong) Securities Limited | 2020–2021 |