Siwen Niu
牛斯文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siwen Niu (牛斯文), a licensed former licensee with CE reference BNN859. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2020-12-09 | 2021-07-09 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 9 — Asset management | 2020-12-09 | 2021-07-09 |