Ke (SFC:BNL254) Xu
徐柯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke (SFC:BNL254) Xu (徐柯), a licensed former licensee with CE reference BNL254. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-07 | 2022-09-23 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-07 | 2022-09-23 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-03 | 2020-09-01 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-03 | 2020-09-01 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-21 | 2020-07-03 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-21 | 2020-07-03 |