Gen (SFC:BNJ096) Li
李根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gen (SFC:BNJ096) Li (李根), a licensed former licensee with CE reference BNJ096. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-31 | 2022-10-31 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-31 | 2022-10-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-17 | 2019-12-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-10 | 2019-12-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-10 | 2019-12-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-10 | 2019-12-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-10 | 2019-12-05 |