Cheuk Ying Ivy Lam
林卓瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Ying Ivy Lam (林卓瑩), a licensed former licensee with CE reference BNI988. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-01 | 2025-08-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-01 | 2025-08-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-03-01 | 2025-08-04 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2018-08-21 | 2021-05-22 |