Ho Yin Yan
殷浩研
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Yan (殷浩研), a licensed former licensee with CE reference BNH239. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-28 | 2025-05-26 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-28 | 2025-05-26 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-20 | 2022-07-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-20 | 2022-07-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-20 | 2022-07-08 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-26 | 2019-09-15 |