Yutong (SFC:BNC962) Xie
謝雨桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yutong (SFC:BNC962) Xie (謝雨桐), a licensed former licensee with CE reference BNC962. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-23 | 2019-12-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-23 | 2019-12-20 |