Nicola Sau Wai Chu
朱秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicola Sau Wai Chu (朱秀慧), a licensed former licensee with CE reference BNC842. This person has 0.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-17 | 2019-06-19 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-17 | 2019-06-19 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-17 | 2019-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicola Sau Wai Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.