Lu He
和路
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu He (和路), a licensed former licensee with CE reference BNB253. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-08 | 2021-09-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-08 | 2021-09-13 |