Ricky Yu Cao
曹宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Yu Cao (曹宇), a licensed former licensee with CE reference BNB212. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-08 | 2019-07-09 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-08 | 2019-07-09 |