Stephanie Wing Ka Kwok
郭穎嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Wing Ka Kwok (郭穎嘉), a licensed former licensee with CE reference BNA768. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-26 | 2023-06-23 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-11-26 | 2023-06-23 |
| Cedarlake Global Capital Limited 錦沄環球資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-12 | 2020-11-07 |
| Cedarlake Global International Limited 錦沄環球國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-12 | 2020-11-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-17 | 2019-09-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-17 | 2019-09-10 |