Conor William McCarthy

CE No. BNA754 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conor William McCarthy (), a licensed former licensee with CE reference BNA754. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 1 - Dealing in securities 2019-01-24 2023-03-31
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 4 - Advising on securities 2019-01-24 2023-03-31
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 1 - Dealing in securities 2018-07-30 2018-08-02
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 4 - Advising on securities 2018-07-30 2018-08-02
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 1 - Dealing in securities 2018-06-14 2018-06-15
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 4 - Advising on securities 2018-06-14 2018-06-15

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