Wheelock Vu
胡瑋樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wheelock Vu (胡瑋樂), a licensed former licensee with CE reference BMY935. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-03 | 2022-07-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-20 | 2022-07-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-20 | 2022-07-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-31 | 2019-08-20 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-31 | 2019-08-20 |