Lloyd Spencer Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyd Spencer Harris ( ), a licensed former licensee with CE reference BMY463. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-15 | 2019-05-15 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2018-06-04 |