Yui Ham Yan
殷睿涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Ham Yan (殷睿涵), a licensed former licensee with CE reference BMX954. This person has 5.7 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| High Nine Asset Management Limited 高九資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-01-15 | 2024-10-04 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-15 | 2019-05-11 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-28 | 2019-05-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Ham Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.