Wai Ling (SFC:BMW393) So
蘇惠玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling (SFC:BMW393) So (蘇惠玲), a licensed former licensee with CE reference BMW393. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-31 | 2025-07-25 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-31 | 2025-07-25 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-21 | 2023-04-14 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-21 | 2023-04-14 |
| Global Investment Strategy HK Limited |
Rep | Type 1 — Dealing in securities | 2019-07-17 | 2020-06-19 |
| Global Prime Partners (Asia) Limited |
Rep | Type 2 — Dealing in futures contracts | 2018-11-13 | 2019-06-27 |
| Global Prime Partners (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2018-05-09 | 2019-06-27 |